SFC Licences of SHI Xiaonan 史小楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 28 August 2023 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 18 September 2008 | 31 August 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 September 2008 | 31 August 2021 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 18 September 2008 | 31 January 2012 |