SFC Licences of WOODWARD Nicholas Mark
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 9 | 07 December 2017 | 21 March 2023 |
Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 4 | 07 December 2017 | 21 March 2023 |
Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 1 | 07 December 2017 | 21 March 2023 |
STI Asset Management Limited | RE | 9 | 26 May 2016 | 07 September 2017 |
STI Asset Management Limited | RE | 4 | 26 May 2016 | 07 September 2017 |
STI Asset Management Limited | RE | 1 | 26 May 2016 | 07 September 2017 |
First Fidelity Capital (International) Limited | RE | 1 | 10 December 2013 | 09 August 2016 |
First Fidelity Capital (International) Limited | RE | 9 | 15 October 2008 | 09 August 2016 |
First Fidelity Capital (International) Limited | RE | 4 | 15 October 2008 | 09 August 2016 |