SFC Licences of NG Chun Yuen, Alexander 伍俊源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 4 | 01 August 2022 | |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 1 | 01 August 2022 | |
| abrdn Hong Kong Limited 安本香港有限公司 | RE | 4 | 03 January 2019 | 22 October 2020 |
| abrdn Hong Kong Limited 安本香港有限公司 | RE | 1 | 03 January 2019 | 22 October 2020 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 4 | 06 March 2009 | 12 May 2010 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 1 | 06 March 2009 | 12 May 2010 |
| Doric Capital Corporation 多利資本有限公司 | RE | 9 | 19 September 2008 | 27 February 2009 |