SFC Licences of OLDFIELD Alexander Toby
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RO | 1 | 05 October 2022 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 November 2018 | 05 October 2022 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 03 October 2016 | 08 October 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 September 2008 | 31 May 2010 |