SFC Licences of PLUNKETT Timothy Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | 1 | 25 September 2020 | 23 July 2021 |
| ICAP Securities Hong Kong Limited | RE | 1 | 27 July 2020 | 25 September 2020 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RO | 4 | 20 June 2017 | 18 July 2020 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RO | 1 | 20 June 2017 | 18 July 2020 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 19 September 2008 | 20 June 2017 |