SFC Licences of YU Adrianne Jia Yan 余家延
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Green Court Capital Management Limited 碧雲資本管理有限公司 | RE | 9 | 28 April 2017 | 31 August 2021 |
Green Court Capital Management Limited 碧雲資本管理有限公司 | RE | 4 | 28 April 2017 | 31 August 2021 |
Neuberger Berman Asia Limited | RE | 9 | 25 July 2011 | 28 April 2017 |
Neuberger Berman Asia Limited | RE | 4 | 25 July 2011 | 28 April 2017 |
Neuberger Berman Asia Limited | RE | 1 | 25 July 2011 | 28 April 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 14 December 2010 | 28 January 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 December 2010 | 28 January 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 28 October 2008 | 12 February 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 28 October 2008 | 12 February 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 October 2008 | 12 February 2010 |