SFC Licences of BRADY Mark Joseph

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AK Partners HK Limited RE 9 14 December 2021 20 April 2023
AK Partners HK Limited RE 4 14 December 2021 20 April 2023
T.F.S. Derivatives HK Limited RE 2 12 January 2021 16 March 2021
T.F.S. Derivatives HK Limited RE 1 12 January 2021 16 March 2021
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 4 24 April 2018 16 August 2019
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 9 15 February 2018 16 August 2019
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 1 15 February 2018 16 August 2019
CLSA Limited 中信里昂證券有限公司 RE 1 24 June 2016 12 October 2016
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 6 25 June 2012 30 June 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 25 March 2011 30 June 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 30 March 2010 30 June 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 30 March 2010 31 December 2014
Instinet Pacific Limited 極訊亞太有限公司 RE 7 23 September 2008 06 March 2010
Instinet Pacific Limited 極訊亞太有限公司 RE 4 23 September 2008 06 March 2010
Instinet Pacific Limited 極訊亞太有限公司 RE 1 23 September 2008 06 March 2010