SFC Licences of BRADY Mark Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AK Partners HK Limited | RE | 9 | 14 December 2021 | 20 April 2023 |
AK Partners HK Limited | RE | 4 | 14 December 2021 | 20 April 2023 |
T.F.S. Derivatives HK Limited | RE | 2 | 12 January 2021 | 16 March 2021 |
T.F.S. Derivatives HK Limited | RE | 1 | 12 January 2021 | 16 March 2021 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 4 | 24 April 2018 | 16 August 2019 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 9 | 15 February 2018 | 16 August 2019 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 1 | 15 February 2018 | 16 August 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 June 2016 | 12 October 2016 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 6 | 25 June 2012 | 30 June 2015 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 25 March 2011 | 30 June 2015 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 30 March 2010 | 30 June 2015 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 30 March 2010 | 31 December 2014 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 23 September 2008 | 06 March 2010 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 23 September 2008 | 06 March 2010 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 23 September 2008 | 06 March 2010 |