SFC Licences of LAU Fung Ngor, Swan 劉鳳娥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Cathaysia Securities Limited 華夏證券有限公司	RO	4	28 April 2022	29 July 2022
Cathaysia Asset Management Limited 華夏資產管理有限公司	RE	9	11 March 2019	29 July 2022
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RE	9	20 March 2018	07 December 2018
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RE	4	20 March 2018	07 December 2018
Cathaysia Securities Limited 華夏證券有限公司	RO	1	31 August 2017	29 July 2022
Cathaysia Securities Limited 華夏證券有限公司	RE	1	07 March 2017	31 August 2017
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	30 July 2015	01 March 2017
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	30 July 2015	01 March 2017
Quam Securities Limited 華富建業證券有限公司	RE	9	18 February 2014	11 July 2015
Quam Securities Limited 華富建業證券有限公司	RE	2	23 November 2010	11 July 2015
Quam Securities Limited 華富建業證券有限公司	RE	1	23 November 2010	11 July 2015
Huarong International Securities Limited 華融國際證券有限公司	RE	2	19 November 2009	06 November 2010
Huarong International Securities Limited 華融國際證券有限公司	RE	4	31 August 2009	06 November 2010
Huarong International Securities Limited 華融國際證券有限公司	RE	1	25 June 2009	06 November 2010
Goldin Equities Limited 高銀(證券)有限公司	RE	1	02 October 2008	06 May 2009