SFC Licences of KWOK Chan Loy 郭贊來
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 October 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 05 December 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 September 2008 | 05 December 2015 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 24 September 2008 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 24 September 2008 | 31 August 2013 |