SFC Licences of KO Ming Tung 高銘東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 07 June 2022 | |
| Merrill Lynch Far East Limited | RE | 1 | 07 June 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 June 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 02 July 2015 | 11 March 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 02 July 2015 | 11 March 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 02 July 2015 | 04 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 02 July 2015 | 04 October 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 September 2012 | 06 June 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 September 2012 | 06 June 2015 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 03 September 2012 | 23 April 2013 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 03 September 2012 | 23 April 2013 |
| IMC Asia Pacific Limited | RE | 2 | 20 October 2008 | 28 May 2012 |
| IMC Asia Pacific Limited | RE | 1 | 20 October 2008 | 28 May 2012 |