SFC Licences of WONG Ka Ming, Alan 王嘉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 16 September 2022 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 16 September 2022 | |
Brilliance Asset Management Limited 才華資本管理有限公司 | RE | 9 | 02 June 2021 | 28 March 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 29 October 2010 | 20 October 2018 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 29 October 2010 | 15 February 2016 |