SFC Licences of WONG Ka Ming, Alan 王嘉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 16 September 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 16 September 2022
Brilliance Asset Management Limited 才華資本管理有限公司 RE 9 02 June 2021 28 March 2022
CLSA Limited 中信里昂證券有限公司 RE 1 29 October 2010 20 October 2018
CLSA Futures Limited 里昂期貨有限公司 RE 2 29 October 2010 15 February 2016