SFC Licences of HUI Cheuk Ho, Charles 許焯濠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 17 January 2024 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 17 January 2024 | |
Macquarie Asia Securities Limited | RE | 2 | 29 September 2008 | 29 May 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 29 September 2008 | 29 May 2015 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 29 September 2008 | 24 April 2009 |