SFC Licences of YU Ho Man 余浩文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 11 November 2013 | 14 November 2014 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 11 November 2013 | 14 November 2014 |
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 30 September 2013 | 31 October 2013 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 30 August 2011 | 18 January 2012 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 30 August 2011 | 18 January 2012 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 30 August 2011 | 18 January 2012 |
BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 01 June 2011 | 22 August 2011 |
Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 4 | 22 October 2008 | 31 May 2011 |