SFC Licences of DHARMA Ronny Budi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 08 February 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 08 February 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 08 February 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 08 February 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 01 December 2016 | 08 February 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 December 2016 | 08 February 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 01 December 2016 | 08 February 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 December 2016 | 08 February 2023 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 28 September 2016 |
Merrill Lynch Far East Limited | RE | 1 | 02 October 2008 | 28 September 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 October 2008 | 28 September 2016 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 October 2008 | 20 August 2010 |