SFC Licences of CHAK Man Kin 翟文健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Upbest Commodities Company Limited 美建期貨有限公司 | RO | 2 | 20 June 2018 | |
Upbest Commodities Company Limited 美建期貨有限公司 | RE | 2 | 06 October 2014 | 20 June 2018 |
Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 06 October 2014 | |
Golden Mountain Financial Limited 金山金融有限公司 | RE | 2 | 09 July 2014 | 25 September 2014 |
Golden Mountain Financial Limited 金山金融有限公司 | RE | 1 | 09 July 2014 | 25 September 2014 |
Oriental Wealth Futures Limited 東方滙富期貨有限公司 | RE | 2 | 10 August 2009 | 03 June 2014 |
Oriental Wealth Securities Limited 東方滙富證券有限公司 | RE | 1 | 30 September 2008 | 03 June 2014 |