SFC Licences of LAM Chun Yuk 林俊旭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Regan International Securities Limited 雷根國際證券有限公司	RO	1	23 July 2019	04 January 2021
Regan International Securities Limited 雷根國際證券有限公司	RE	1	04 June 2019	23 July 2019
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司	RO	2	23 April 2019	31 May 2019
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司	RO	1	23 April 2019	31 May 2019
Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司	RE	1	27 February 2019	23 April 2019
Caitong International Securities Co., Limited 財通國際證券有限公司	RE	4	18 April 2017	31 August 2018
Caitong International Securities Co., Limited 財通國際證券有限公司	RO	1	30 September 2016	31 August 2018
Caitong International Securities Co., Limited 財通國際證券有限公司	RE	1	16 June 2016	30 September 2016
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RE	2	15 October 2014	07 June 2016
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RE	1	15 October 2014	07 June 2016
Golden Mountain Financial Limited 金山金融有限公司	RE	2	17 June 2014	30 September 2014
Golden Mountain Financial Limited 金山金融有限公司	RE	1	17 June 2014	30 September 2014
Oriental Wealth Futures Limited 東方滙富期貨有限公司	RE	2	12 September 2011	01 March 2014
Oriental Wealth Securities Limited 東方滙富證券有限公司	RE	1	30 September 2008	01 March 2014