SFC Licences of CHEN Frank 陳大康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Maoyuan Capital (HK) Limited 茂源資本(香港)有限公司 | RO | 9 | 30 October 2023 | |
Maoyuan Capital (HK) Limited 茂源資本(香港)有限公司 | RO | 4 | 30 October 2023 | |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 21 April 2011 | 21 December 2011 |
NNIP Hong Kong Limited | RE | 9 | 02 March 2011 | 09 March 2011 |
NNIP Hong Kong Limited | RE | 4 | 02 March 2011 | 09 March 2011 |
NNIP Hong Kong Limited | RE | 1 | 02 March 2011 | 09 March 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 November 2008 | 08 September 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 07 November 2008 | 08 September 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 October 2008 | 08 September 2010 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 02 October 2008 | 24 November 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 02 October 2008 | 24 November 2008 |