SFC Licences of TONG Ka Lai 唐嘉麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 4 | 22 February 2019 | |
| Neuberger Berman Asia Limited | RE | 1 | 22 February 2019 | |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 18 July 2016 | 31 October 2018 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 18 July 2016 | 31 October 2018 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 12 February 2016 | 12 June 2016 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 29 August 2014 | 12 June 2016 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 29 August 2014 | 12 June 2016 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 4 | 24 July 2013 | 24 September 2013 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 4 | 24 July 2013 | 16 August 2013 |
| Ample Capital Limited 豐盛融資有限公司 | RE | 9 | 02 October 2008 | 18 February 2009 |
| Ample Capital Limited 豐盛融資有限公司 | RE | 4 | 02 October 2008 | 18 February 2009 |