SFC Licences of YUEN Hang Ngai 袁恆毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 20 May 2019 | 31 January 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 December 2012 | 03 May 2019 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 17 December 2010 | 03 December 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 13 October 2008 | 09 December 2010 |