SFC Licences of ROSE Janice Mei Yin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 20 February 2014 | 11 February 2015 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 August 2011 | 28 November 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 13 October 2008 | 23 February 2009 |