SFC Licences of SHAN Juan 單娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Marlin Capital Limited 馬林資本有限公司 | RO | 9 | 16 August 2023 | |
Marlin Capital Limited 馬林資本有限公司 | RO | 4 | 16 August 2023 | |
Marlin Capital Limited 馬林資本有限公司 | RO | 1 | 16 August 2023 | |
Infinite Capital Limited 昊陽資本有限公司 | RO | 9 | 29 May 2018 | 23 July 2021 |
Infinite Capital Limited 昊陽資本有限公司 | RO | 4 | 29 May 2018 | 23 July 2021 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 22 January 2013 | 09 October 2014 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 4 | 22 January 2013 | 09 October 2014 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 22 January 2013 | 09 October 2014 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 18 August 2010 | 09 October 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 October 2008 | 01 June 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 October 2008 | 01 June 2010 |