SFC Licences of NG Ching Yin 吳清賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 RE 1 19 July 2023
Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 RE 2 16 March 2022
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 02 June 2020 28 February 2022
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 02 June 2020 28 February 2022
Open Securities Limited 開盤證券有限公司 RE 4 12 April 2017 17 April 2020
Open Securities Limited 開盤證券有限公司 RE 2 12 April 2017 17 April 2020
Open Securities Limited 開盤證券有限公司 RE 1 12 April 2017 17 April 2020
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 4 05 August 2016 27 March 2017
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 1 21 May 2015 27 March 2017
Imperium International Securities Limited 帝國國際証券有限公司 RE 2 24 May 2013 05 May 2015
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 24 May 2013 05 May 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 15 January 2013 15 February 2013
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 15 January 2013 15 February 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 20 April 2009 12 January 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 31 December 2008 12 January 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 16 October 2008 12 January 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 16 October 2008 12 January 2011