SFC Licences of ZHAO Yang 趙陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	03 November 2020	10 October 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	23 October 2020	10 October 2022
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	31 August 2020	11 September 2020
Haitong International Securities Company Limited 海通國際證券有限公司	RO	1	18 September 2017	31 August 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RO	4	28 August 2013	09 August 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	4	28 August 2013	09 August 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	4	28 August 2013	09 August 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	1	30 April 2013	09 August 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	21 August 2012	09 August 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	21 August 2012	09 August 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	21 August 2012	09 August 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	21 August 2012	28 August 2013
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	21 August 2012	28 August 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	21 August 2012	28 August 2013
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	21 August 2012	30 April 2013
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	4	30 September 2010	06 December 2011
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	30 September 2010	06 December 2011
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	1	15 October 2008	30 November 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	4	15 October 2008	30 November 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	9	15 October 2008	30 November 2008