SFC Licences of LO Siu Kong 盧肇剛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 05 November 2021
CMB International Securities Limited 招銀國際證券有限公司 RO 1 05 November 2018
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 25 May 2016
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 26 July 2019 07 February 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 13 May 2015 05 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 04 March 2015 27 March 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 04 March 2015 27 March 2015
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 09 February 2015 19 February 2015
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 09 February 2015 19 February 2015
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 31 December 2014 29 January 2015
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 25 July 2014 29 January 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 23 April 2013 29 January 2015
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 23 April 2013 29 January 2015
DA International Financial Service Limited 直達國際金融服務有限公司 RE 2 05 June 2012 02 April 2013
South China Commodities Limited 南華期貨有限公司 RE 2 12 December 2011 01 June 2012
South China Securities Limited 南華證券投資有限公司 RE 1 17 March 2011 01 June 2012
Prudential Brokerage Limited 信誠證券有限公司 RE 1 04 November 2008 01 June 2009