SFC Licences of LO Siu Kong 盧肇剛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Securities Limited 招銀國際證券有限公司	RE	4	05 November 2021
CMB International Global Markets Limited 招銀國際環球市場有限公司	RE	1	26 July 2019	07 February 2022
CMB International Securities Limited 招銀國際證券有限公司	RO	1	05 November 2018
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	25 May 2016
CMB International Securities Limited 招銀國際證券有限公司	RE	1	13 May 2015	05 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	04 March 2015	27 March 2015
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	04 March 2015	27 March 2015
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	09 February 2015	19 February 2015
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	09 February 2015	19 February 2015
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	1	31 December 2014	29 January 2015
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	25 July 2014	29 January 2015
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	23 April 2013	29 January 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	23 April 2013	29 January 2015
DA International Financial Service Limited 直達國際金融服務有限公司	RE	2	05 June 2012	02 April 2013
South China Commodities Limited 南華期貨有限公司	RE	2	12 December 2011	01 June 2012
South China Securities Limited 南華證券投資有限公司	RE	1	17 March 2011	01 June 2012
Prudential Brokerage Limited 信誠證券有限公司	RE	1	04 November 2008	01 June 2009