SFC Licences of STURMEY Jonathan William

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Religare Capital Markets (Hong Kong) Limited RO 6 14 May 2012 30 June 2014
Religare Capital Markets (Hong Kong) Limited RO 4 14 May 2012 30 June 2014
Religare Capital Markets (Hong Kong) Limited RO 1 14 May 2012 30 June 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 6 08 January 2009 02 July 2010
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 1 08 January 2009 02 July 2010
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 22 October 2008 08 January 2009
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 22 October 2008 08 January 2009