SFC Licences of STURMEY Jonathan William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Religare Capital Markets (Hong Kong) Limited | RO | 6 | 14 May 2012 | 30 June 2014 |
Religare Capital Markets (Hong Kong) Limited | RO | 4 | 14 May 2012 | 30 June 2014 |
Religare Capital Markets (Hong Kong) Limited | RO | 1 | 14 May 2012 | 30 June 2014 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 6 | 08 January 2009 | 02 July 2010 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 1 | 08 January 2009 | 02 July 2010 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 22 October 2008 | 08 January 2009 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 22 October 2008 | 08 January 2009 |