SFC Licences of LI Dong 李東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 22 December 2014 03 March 2015
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 22 December 2014 03 March 2015
Merrill Lynch Far East Limited RE 6 15 October 2008 25 September 2013
Merrill Lynch Far East Limited RE 4 15 October 2008 25 September 2013
Merrill Lynch Far East Limited RE 1 15 October 2008 25 September 2013
Merrill Lynch (Asia Pacific) Limited RE 6 15 October 2008 25 September 2013
Merrill Lynch (Asia Pacific) Limited RE 4 15 October 2008 25 September 2013
Merrill Lynch (Asia Pacific) Limited RE 1 15 October 2008 25 September 2013