SFC Licences of LI Dong 李東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 22 December 2014 | 03 March 2015 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 22 December 2014 | 03 March 2015 |
Merrill Lynch Far East Limited | RE | 6 | 15 October 2008 | 25 September 2013 |
Merrill Lynch Far East Limited | RE | 4 | 15 October 2008 | 25 September 2013 |
Merrill Lynch Far East Limited | RE | 1 | 15 October 2008 | 25 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 15 October 2008 | 25 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 October 2008 | 25 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 October 2008 | 25 September 2013 |