SFC Licences of LAW Hong Shing, Ambrose Peter 羅匡成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Intermediate Capital Asia Pacific Limited | RE | 4 | 29 April 2011 | 09 June 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 October 2008 | 07 March 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 22 October 2008 | 01 February 2010 |