SFC Licences of CHANG Joseph Chau
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 25 March 2011 | 24 December 2011 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 6 | 18 December 2008 | 30 June 2010 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 4 | 18 December 2008 | 30 June 2010 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 1 | 18 December 2008 | 30 June 2010 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RE | 6 | 18 November 2008 | 31 March 2009 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RE | 4 | 18 November 2008 | 31 March 2009 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RE | 1 | 18 November 2008 | 31 March 2009 |