SFC Licences of LAKE Fiona Maeve
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 16 January 2019 | 24 January 2019 |
UBS Securities Asia Limited | RE | 4 | 23 April 2018 | 27 April 2018 |
UBS Securities Asia Limited | RE | 4 | 22 November 2017 | 13 December 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 November 2008 | 17 November 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 06 November 2008 | 17 November 2015 |