SFC Licences of LO Ka Yan 盧嘉欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 14 September 2011 | 31 March 2020 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 09 October 2009 | 01 November 2010 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 04 December 2008 | 25 June 2011 |