SFC Licences of SHIH Yiu Man, Veronica 施曉雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Opus Capital Limited 創富融資有限公司 | RE | 6 | 08 March 2016 | 26 May 2016 |
Opus Capital Limited 創富融資有限公司 | RE | 1 | 08 March 2016 | 26 May 2016 |
Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 31 August 2012 | 27 April 2015 |
Cinda International Capital Limited 信達國際融資有限公司 | RE | 1 | 31 August 2012 | 27 April 2015 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 1 | 23 May 2011 | 07 June 2012 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 6 | 24 March 2011 | 07 June 2012 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 24 March 2011 | 07 June 2012 |
Joy Silver Limited 喜銀有限公司 | RE | 6 | 18 November 2008 | 28 February 2011 |