SFC Licences of ARORA Rohit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 05 May 2023 | 15 May 2023 |
UBS Securities Asia Limited | RE | 4 | 14 February 2023 | 17 February 2023 |
UBS Securities Asia Limited | RE | 4 | 18 February 2019 | 26 October 2021 |
UBS Securities Asia Limited | RE | 4 | 28 September 2018 | 05 October 2018 |
UBS Securities Asia Limited | RE | 4 | 03 July 2018 | 06 July 2018 |
UBS Securities Asia Limited | RE | 4 | 22 January 2018 | 26 January 2018 |
UBS Securities Asia Limited | RE | 4 | 20 November 2017 | 01 December 2017 |
UBS Securities Asia Limited | RE | 4 | 26 July 2017 | 31 July 2017 |
UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 09 June 2017 |
UBS Securities Asia Limited | RE | 4 | 02 February 2017 | 15 February 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 27 October 2008 | 04 July 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 October 2008 | 04 July 2011 |