SFC Licences of HEASMAN Nicholas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 09 March 2017 | 31 July 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 08 August 2014 | 31 July 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 08 November 2012 | 09 March 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 June 2012 | 29 June 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 05 September 2011 | 12 September 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 21 March 2011 | 25 March 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 11 March 2011 | 18 March 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 15 March 2010 | 20 March 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 16 March 2009 | 28 March 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 27 October 2008 | 31 October 2008 |