SFC Licences of LAZERGES Gilles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Qantex Capital Markets Limited | RO | 1 | 13 December 2012 | 25 April 2013 |
Qantex Capital Markets Limited | RE | 1 | 03 July 2012 | 13 December 2012 |
Qantex Capital Markets Limited | RE | 2 | 07 March 2012 | 25 April 2013 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 09 June 2011 | 03 November 2011 |
Macquarie Asia Securities Limited | RE | 2 | 09 June 2011 | 03 November 2011 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 29 June 2009 | 24 May 2011 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 29 June 2009 | 24 May 2011 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 27 October 2008 | 09 April 2009 |