SFC Licences of LAW Ming Yiu, Felix 羅明耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 | RO | 1 | 05 January 2018 | |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RO | 9 | 22 February 2017 | |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RO | 4 | 22 February 2017 | |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 9 | 27 January 2017 | 22 February 2017 |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 4 | 27 January 2017 | 22 February 2017 |
Avantua Capital Management Limited 璟裕資本管理有限公司 | RO | 9 | 14 July 2015 | 11 September 2016 |
Avantua Capital Management Limited 璟裕資本管理有限公司 | RO | 4 | 14 July 2015 | 11 September 2016 |
National Asset Management Limited 國民資產管理有限公司 | RO | 9 | 29 December 2008 | 31 July 2012 |