SFC Licences of GUPTA Niraj Mahendra
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 2 | 11 May 2011 | 21 June 2012 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 11 May 2011 | 21 June 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 08 February 2011 | 21 June 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 08 February 2011 | 21 June 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 31 October 2008 | 27 October 2010 |