SFC Licences of GU Weiyan 顧煒燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RO | 6 | 05 June 2017 | |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 23 November 2016 | 05 June 2017 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 23 November 2016 | |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RO | 6 | 16 March 2015 | 28 October 2016 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 6 | 20 October 2014 | 16 March 2015 |
| Messis Capital Limited 大有融資有限公司 | RE | 6 | 14 June 2011 | 10 October 2014 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 1 | 26 November 2008 | 09 June 2011 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 26 November 2008 | 09 June 2011 |