SFC Licences of GU Weiyan 顧煒燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RO 6 05 June 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 23 November 2016
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 23 November 2016 05 June 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 6 16 March 2015 28 October 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 20 October 2014 16 March 2015
Messis Capital Limited 大有融資有限公司 RE 6 14 June 2011 10 October 2014
Cinda International Capital Limited 信達國際融資有限公司 RE 6 26 November 2008 09 June 2011
Cinda International Capital Limited 信達國際融資有限公司 RE 1 26 November 2008 09 June 2011