SFC Licences of CHUNG Wai Chun 鍾煒晋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 04 March 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 November 2019 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 November 2019 | |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 25 August 2015 | 04 September 2019 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 25 August 2015 | 04 September 2019 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 25 August 2015 | 04 September 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 23 March 2012 | 06 August 2015 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 30 October 2008 | 06 August 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 30 October 2008 | 06 August 2015 |