SFC Licences of LEUNG Kin Yee 梁健兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pulse Wealth Limited (trading as Prudential Wealth Management) | RE | 9 | 10 October 2022 | 08 December 2023 |
Pulse Wealth Limited (trading as Prudential Wealth Management) | RE | 4 | 10 October 2022 | 08 December 2023 |
Pulse Wealth Limited (trading as Prudential Wealth Management) | RE | 1 | 10 October 2022 | 08 December 2023 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 13 September 2018 | 20 April 2022 |
orientiert XYZ Securities Limited | RE | 4 | 29 November 2011 | 01 March 2013 |
orientiert XYZ Securities Limited | RE | 1 | 29 November 2011 | 01 March 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 04 August 2011 | 15 October 2011 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 08 March 2011 | 15 October 2011 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 29 October 2008 | 12 February 2011 |