SFC Licences of LO Chi Lok, Michelle 盧子樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 August 2012 | 01 January 2013 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 09 July 2012 | 23 July 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 12 October 2011 | 14 February 2012 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 12 October 2009 | 09 November 2009 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 13 July 2009 | 22 August 2009 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 03 November 2008 | 26 May 2009 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 03 November 2008 | 26 May 2009 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 03 November 2008 | 26 May 2009 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 03 November 2008 | 26 May 2009 |