SFC Licences of FOSTER Derek Patrick Jack

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 2 09 July 2018 11 July 2018
UBS Securities Asia Limited RE 1 09 July 2018 11 July 2018
UBS Securities Asia Limited RE 2 08 March 2018 16 March 2018
UBS Securities Asia Limited RE 1 08 March 2018 16 March 2018
UBS Securities Asia Limited RE 2 08 November 2017 17 November 2017
UBS Securities Asia Limited RE 1 08 November 2017 17 November 2017
UBS Securities Asia Limited RE 2 05 May 2016 14 May 2016
UBS Securities Asia Limited RE 1 05 May 2016 14 May 2016
UBS Securities Asia Limited RE 1 02 February 2015 04 February 2015
UBS Securities Asia Limited RE 1 30 August 2011 20 November 2014
Instinet Pacific Limited 極訊亞太有限公司 RE 7 25 August 2009 01 August 2011
Instinet Pacific Limited 極訊亞太有限公司 RE 4 25 August 2009 01 August 2011
Instinet Pacific Limited 極訊亞太有限公司 RE 1 25 August 2009 01 August 2011
Instinet Pacific Limited 極訊亞太有限公司 RE 4 01 June 2009 01 August 2009
Instinet Pacific Limited 極訊亞太有限公司 RE 1 01 June 2009 01 August 2009
Instinet Pacific Limited 極訊亞太有限公司 RE 4 11 May 2009 15 May 2009
Instinet Pacific Limited 極訊亞太有限公司 RE 1 11 May 2009 15 May 2009
Instinet Pacific Limited 極訊亞太有限公司 RE 4 03 November 2008 03 February 2009
Instinet Pacific Limited 極訊亞太有限公司 RE 1 03 November 2008 03 February 2009