SFC Licences of POON Chun Man 潘俊文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 17 August 2017 30 November 2021
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 17 August 2017 30 November 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 02 December 2008 15 August 2009