SFC Licences of SEAWARD Richard John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 03 November 2016 | 30 June 2017 |
| Parry International Trading Limited | RO | 1 | 25 November 2015 | 03 October 2016 |
| Parry International Trading Limited | RE | 1 | 20 October 2015 | 25 November 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RO | 4 | 18 February 2013 | 27 September 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RO | 1 | 18 February 2013 | 27 September 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 12 September 2012 | 18 February 2013 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 12 September 2012 | 18 February 2013 |
| Mirabaud (Asia) Limited | RO | 4 | 06 July 2009 | 20 August 2012 |
| Mirabaud (Asia) Limited | RO | 1 | 06 July 2009 | 20 August 2012 |
| Mirabaud (Asia) Limited | RE | 4 | 06 November 2008 | 06 July 2009 |
| Mirabaud (Asia) Limited | RE | 1 | 06 November 2008 | 06 July 2009 |