SFC Licences of LIU Qian 劉倩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 15 March 2012 | 20 July 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 25 July 2011 | 02 March 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 02 August 2010 | 16 July 2011 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 15 October 2009 | 22 March 2010 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 07 November 2008 | 22 March 2010 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 07 November 2008 | 22 March 2010 |