SFC Licences of LAN Shu Hua 藍淑樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 June 2012 22 November 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 01 February 2012 22 November 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 10 November 2008 31 March 2011