SFC Licences of LI Wanli 李万里
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Panda Securities Company Limited 熊貓證券有限公司 | RO | 1 | 09 April 2019 | 17 July 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 November 2008 | 12 March 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 11 November 2008 | 12 March 2011 |