SFC Licences of CHIU Ka Man, Christine 趙嘉敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 10 May 2022 | |
Swissquote Asia Limited | RO | 3 | 25 February 2013 | 15 September 2016 |
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) | RO | 3 | 07 October 2011 | 14 November 2011 |
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) | RE | 3 | 04 August 2009 | 07 October 2011 |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 4 | 08 December 2008 | 31 July 2009 |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 08 December 2008 | 31 July 2009 |