SFC Licences of CHIU Ka Man, Christine 趙嘉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 10 May 2022
Swissquote Asia Limited RO 3 25 February 2013 15 September 2016
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) RO 3 07 October 2011 14 November 2011
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) RE 3 04 August 2009 07 October 2011
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 4 08 December 2008 31 July 2009
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 08 December 2008 31 July 2009