SFC Licences of YIM Wan 嚴云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 | RE | 2 | 13 August 2018 | 02 July 2019 |
| Po Sang Securities Limited 寶生證券有限公司 | RE | 1 | 13 August 2018 | 02 July 2019 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 09 July 2013 | 31 July 2015 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 09 July 2013 | 31 July 2015 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 20 July 2012 | 24 April 2013 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 20 July 2012 | 24 April 2013 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 18 February 2011 | 19 August 2011 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2010 | 19 August 2011 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 07 November 2008 | 01 March 2010 |