SFC Licences of KAVANAGH Ruvann John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RE | 4 | 09 December 2021 | |
| Macquarie Asia Securities Limited | RE | 1 | 09 December 2021 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 17 September 2019 | 04 October 2021 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 17 September 2019 | 04 October 2021 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 20 July 2017 | 17 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 26 April 2011 | 17 September 2019 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 18 November 2008 | 08 April 2011 |