SFC Licences of WEN Shu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 June 2013 | 16 December 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 October 2011 | 16 December 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 06 October 2011 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 October 2011 | 31 August 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 14 November 2008 | 04 March 2009 |